Section 9 Interim Relief: Protect Assets Before Arbitration

Quick answer: Section 9 of the Arbitration and Conciliation Act, 1996 lets a party ask a court for interim protection before, during or after arbitration, such as securing the disputed amount or restraining a sale of property. If relief is granted before arbitration begins, arbitration must start within 90 days. Once the tribunal is formed, courts step in only if Section 17 relief would be inefficacious.

Section 9 interim relief is the fastest legal shield when the other side may sell assets, move money or damage property before any arbitrator is appointed. A dispute can take months or years to reach an award. Without protection in the meantime, even a winning claim can end up as a paper victory.

Consider a Chennai supplier who has an unpaid invoice of Rs 2 crore and learns that the buyer is advertising its only factory for sale. Waiting for the arbitral tribunal to be formed may be too late. This is the situation Section 9 was written for. The illustration is hypothetical, but the legal route is real and widely used.

What is Section 9 interim relief?

Section 9 gives a civil court the power to pass interim measures of protection in support of arbitration. The application can be made before the arbitral proceedings start, during the proceedings, or at any time after the award is made but before it is enforced under Section 36. The court does not decide who is right on the merits. It only protects the subject matter of the dispute so that the final award can be worked out.

Section 9 applies to arbitrations seated in India. By the proviso to Section 2(2), it also applies to international commercial arbitrations seated outside India, unless the parties have agreed to exclude it. Read your arbitration clause carefully before filing.

What orders can a court pass under Section 9?

Section 9(1) lists the measures a court may grant. The common ones are:

  • Preservation, interim custody or sale of goods that are the subject matter of the arbitration agreement.
  • Securing the amount in dispute, for example by a direction to deposit money or furnish security.
  • Detention, preservation or inspection of property or any thing that is the subject of the dispute.
  • An interim injunction or the appointment of a receiver.
  • Any other interim measure of protection that appears to the court to be just and convenient.
  • Appointment of a guardian for a minor or a person of unsound mind for the purpose of the arbitral proceedings.

The court can also grant ad-interim orders while it hears the matter, which is useful in urgent cases.

Which court hears a Section 9 application?

The application goes to the "Court" defined in Section 2(1)(e). For domestic arbitration this is the principal civil court of original jurisdiction in a district, or the High Court where it exercises ordinary original civil jurisdiction. In Chennai, this can mean the Madras High Court on its original side or a city civil court, depending on the pecuniary and territorial limits. If the dispute is a commercial dispute, the Commercial Courts Act, 2015 may also decide the forum. Check the value and nature of the claim before you file, because a wrong forum costs time.

Infographic explaining the six steps of Section 9 interim relief in Indian arbitration

What must you prove to get relief?

Courts do not treat the Code of Civil Procedure as a rigid rulebook for Section 9, but they apply the same underlying principles. You should be ready to show three things:

  1. A prima facie case, meaning that your claim is arguable on the contract and documents.
  2. Balance of convenience, meaning that the harm to you without relief outweighs the harm to the other side.
  3. Irreparable injury, meaning that money alone cannot fix the damage if the order is refused.

If you ask for security for a money claim, the principles behind Order 38 Rule 5 CPC guide the court. You need credible material that the respondent is trying to dispose of or hide assets to defeat the award. A bare fear is not enough. Bank statements, sale notices, board resolutions, emails and site photographs carry weight.

How does the 90-day rule work?

Section 9(2) requires you to start arbitral proceedings within 90 days of a pre-arbitration interim order, or within any further time the court allows. Proceedings start when the respondent receives your notice invoking arbitration under Section 21. Section 9(3) limits a second attempt once the tribunal exists. The table below shows how the stages fit together.

StageWhat the law says
Before arbitration startsCourt may grant interim relief under Section 9(1).
After pre-arbitration relief is grantedArbitration must begin within 90 days, or the extended time (Section 9(2)).
After the tribunal is constitutedCourt will not entertain Section 9 unless the Section 17 remedy is inefficacious (Section 9(3)).
After the award, before enforcementSection 9 relief is still available under Section 9(1).

How to file a Section 9 petition: step by step

  1. Collect the contract, arbitration clause, invoices, correspondence and proof of the risk to assets.
  2. Send a notice invoking arbitration under Section 21, or be ready to send it immediately after relief is granted.
  3. Draft a petition that states the dispute, the claim, the urgency and the exact relief sought.
  4. Support it with an affidavit and a list of documents. Offer an undertaking where the court is likely to ask for one.
  5. Seek an urgent listing for ad-interim relief and serve the respondent as the court directs.
  6. Appoint or invoke the tribunal within 90 days, and diarise the date so you never miss it.

Common mistakes that weaken Section 9 petitions

  • Asking for wide relief with no link to the arbitration agreement or the subject matter.
  • Filing without showing urgency, or filing long after you knew about the risk.
  • Forgetting to start arbitration within the 90-day window, which can make the order lapse.
  • Suppressing facts, such as an earlier refusal. Courts take this seriously.
  • Ignoring Section 9(3) and filing in court after a tribunal is formed, when the right route is Section 17.

Remember that an order granting or refusing relief under Section 9 can be appealed under Section 37(1)(b). You can read how tribunals use similar powers in our guide on arbitrator powers to seek court assistance, and how the process fits together in navigating the arbitration process.

Key takeaways

  • Section 9 protects the subject matter of the dispute before, during or after arbitration, not the merits.
  • Relief can include securing the disputed amount, injunctions, receivers and preservation of property.
  • You must start arbitration within 90 days of a pre-arbitration order.
  • After the tribunal is formed, courts entertain Section 9 only if Section 17 would be inefficacious.
  • Strong documents on the risk to assets decide most petitions.

Frequently asked questions

Can I file a Section 9 petition before sending an arbitration notice?

Yes. Section 9 allows an application before arbitral proceedings begin. You must start arbitration within 90 days of the order, or within the time the court allows. Sending the Section 21 notice soon after you approach the court keeps your position safe.

Does Section 9 relief decide who wins the dispute?

No. The court only protects the subject matter so that the arbitral award is not defeated. The merits are for the arbitral tribunal. Observations made by the court are prima facie and do not bind the tribunal.

Can I get an order to secure money I am claiming?

Yes. Section 9(1)(ii)(b) allows an order securing the amount in dispute. Courts look for credible proof that the respondent is trying to dispose of assets to defeat the award, guided by the principles of Order 38 Rule 5 CPC.

What happens if I miss the 90-day period?

The pre-arbitration order may be vacated or become ineffective unless the court has extended the time. Courts have discretion to allow more time, but you should not rely on it. Invoke arbitration quickly and keep proof of the date of notice.

Can I go to court after the tribunal is constituted?

Only in limited cases. Under Section 9(3), the court will not entertain an application once the tribunal is constituted unless circumstances exist that make the Section 17 remedy inefficacious. Otherwise, apply to the tribunal under Section 17.

Can a Section 9 order be appealed?

Yes. Section 37(1)(b) allows an appeal against an order granting or refusing a measure under Section 9. Appeal timelines depend on the forum and on whether the Commercial Courts Act, 2015 applies, so take advice on the limitation period at once.

Need advice on an arbitration matter? Apex Law House advises on arbitration, interim relief, award challenges and enforcement. Write to lawyersarbitrators@gmail.com or call +91-9444014096.

Sources and references

Disclaimer: this article is general information on Indian arbitration law and is not legal advice. Laws and judgments change, so please verify the current position and take professional advice for your facts.

Last reviewed: October 2026.